Tag: stock broker

5 Reasons Why Investors should use ETFs

Most ETFs (Exchange Traded Funds) are index funds that trade as securities. The S&P 500 is an index that measures the performance of 500 large...

Why do Stock Brokers Lie to Investors?

Stock brokers have licenses that limit them to selling investment products such as mutual funds and securities. The licenses do not permit them to provide...

How Do I Choose a Stock Broker? The Affinity Group

This article is the final part of a 4 part series.  While many things have changed or evolved in the securities industry, how you obtain...

How Do I Choose a Stock Broker? The Seminar

This article is Part 3 of a 4 part series.  While many things have changed or evolved in the securities industry, how you obtain a stock...

High Risk Stocks in Your Account? Your Stock Broker could be Liable

Did you know that a claim of Unsuitability could be filed if your stock broker over-concentrates high-risk and speculative securities in your account.   This broker...

Margin Accounts – Another Form of Churning

A previous article by Jack Waymire, What are my Costs when Financial Advisors Buy & Sell Securities? discussed how advisory fees impacted activity in a managed account. ...

Currently seeking a top quality financial advisor

Our FREE match service finds the best advisors for you. Start your search today.