Tag: broker/dealer

#1 Investment Myth –Effectively Managing Your Own Portfolio

In today’s world there is a lot of noise regarding do-it-yourself investing.  If you Google “Do-it Yourself-Investing”, over 44.8 million search results are generated.  The...

A Registered Investment Advisor is Your Key to a Secure Retirement

Did you know there are two types of financial service companies? One is paid a commission to sell you investment products aka Broker/Dealer. The other...

Should a Complaint Stay on a Financial Advisor’s Record? Perhaps

Even the most ethical financial advisor can have complaints on his compliance record. However, the complaints may be frivolous because the advisor did nothing wrong. An...

5 Reasons Why Investors Pay Fees to Financial Advisors

There are two ways to pay financial advisors for their services: fees and commissions. You pay fees to financial advisors that are usually deducted from...

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