Tag: brokerage firms

“Doing It Yourself” with the Aid of a Broker is a Dead Model

Is it time to totally re-think and transform the entire idea behind brokers as a source of financial help for a bewildered public? Do all...

Why Using a Registered Investment Advisor is in Your Best Interest

Typically, it is not too hard to find an advisor willing to give you investment advice.   But, when it comes to the standard of care...

Beware of PIPE Fund Investment Fraud

PIPE stands for ‘private investment in a public entity’ and there are certainly legitimate PIPE financings where large public companies have negotiated large private placements...

The 4 Biggest Myths about Stock Brokers

Myth #1: Brokers are trained in financial planning.  Becoming a licensed stock broker requires passing a standardized examination (called the “Series 7″ after the type...

What is a Full Service Stock Broker?

If you have determined you need or want someone to assist you with investing, then choosing the type of brokerage relationship that makes the most...

Is the Market Headed Higher or Lower? Are Investors Impostors?

Is a tomato a fruit, or is a tomato a vegetable? Botanically, tomatoes are a fruit. But in 1894 the U.S. Supreme Court (Nix v....

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