Richard Lewins

Richard Lewins

Richard A. Lewins, attorney and author of "How To Keep From Going Broke With A Broker" A Guide To Opening, Maintaining And Surviving Your Brokerage Account, represents individual investors in claims against brokers, brokerage firms and investment advisors. He has represented hundreds of clients throughout the country in arbitrations before the NASD/FINRA, NYSE and AAA, and has recovered substantial amounts through awards and settlement. He has been a featured speaker and author in the area of securities and securities litigation for the American Association for Justice (f/k/a/ ATLA), State Bar of Texas, The University of Texas School of Law, Dallas Bar Association, the American Institute of Certified Public Accountants and the Financial Executives Institute. His opinions on securities-related topics are frequently sought by news organizations, and he has hosted a weekly radio show on investor’s rights.

How Do I Choose a Stock Broker? The Affinity Group

This article is the final part of a 4 part series.  While many things have changed or evolved in the securities industry, how you obtain...

How Do I Choose a Stock Broker? The Seminar

This article is Part 3 of a 4 part series.  While many things have changed or evolved in the securities industry, how you obtain a stock...

How Do I Choose a Stock Broker? The Cold Call

This article is Part 2 of a 4 part series.  While many things have changed or evolved in the securities industry, how you obtain a stock...

How Do I Choose a Stock Broker? The Referral

People often ask me, “how do I choose a stock broker,” and I tell them, “the same way porcupines mate, very carefully.” While many things...

What is a Full Service Stock Broker?

If you have determined you need or want someone to assist you with investing, then choosing the type of brokerage relationship that makes the most...

Do I Need a Broker?

The answer and the reasons behind the answer to this question have changed over the years. In order to manage a portfolio effectively you need...

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