Dale Ledbetter

Dale Ledbetter

Dale Ledbetter a partner and founder of Ledbetter & Associates P.A., has been folded into Kopelowitz Ostrow, a diversified litigation firm located in Fort Lauderdale, Florida. Dale spent over 30 years in the securities industry, serving as EVP/Branch Manager of Meridian Bancorp Securities and as COO of Countrywide Securities in Los Angeles.

FINRA’s Proposed New Rule to Help Abused Investors – NOT!

FINRA has proposed a new rule change that would allow arbitrators to direct a case to their enforcement division in the middle of a hearing rather...

Getting Justice for Seniors

Every state has passed some form of legislation protecting seniors from financial exploitation in addition to any type of physical abuse or theft of assets.  Senior...

Defined Benefit Plans – Know the Risks to Pensioners and Taxpayers

Pension Funds continue to be victimized at an alarming rate. Whether it is by brokerage firms selling them inappropriate products or “consultants” giving them self-serving...

Beware of Fees and Costs

Ben Franklin was a great financial advisor. He understood that a dollar saved was truly a dollar earned. Don’t squander your hard earned money, and...

A Brokers Contractua​l Obligation​s

Clearly, in a managed account a broker enters into a contractual arrangement with an investor to “handle” or “manage” their money. The agreement spells out...

Investor Bill of Rights 9 and 10

Finishing the series on the North American Securities Administrators Association (NASAA), Investor Bill of Rights, what follows is “Right” number 9 and 10 along with my comments:...

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