Tag: fiduciary standards

Weighing In- Politicians Protect Wall Street Executives

It is a travesty of justice that Wall Street executives can rip-off consumers for billions of dollars each year with no accountability for the damage...

Diminished Capacity and the Fiduciary Standard

Sometimes inaction is the right action (the fiduciary standard) when faced with an elderly prospect that presents signs of diminished capacity. A few weeks ago,...

5 Reasons Not to Invest with Financial Advisors at a Brand Name Firm

Too many investors select financial advisors from brand firms because they believe it is a safer decision. But, are they really safer based on misleading...

Should Stockbrokers Be Held to the Same Ethical Standards as Financial Advisors?

There is one compelling reason why stockbrokers should be held to the higher ethical standards as financial advisors. Right now stockbrokers are held to a...

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