Wall Street

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Which Presidential Candidate is Wall Street Rooting For?

Would you believe both? Wall Street cannot afford to get it wrong. Billions of dollars of revenue, profit, and executive bonuses are impacted by the […]

By |October 18th, 2016|Categories: Wall Street|Tags: |0 Comments

Why is Wall Street Fighting Fiduciary Standards for Sales Reps?

Wall Street firms employ or license hundreds of thousands of sales representatives.  Wall Street does not want these reps locked out of the retirement asset […]

Weighing In- Politicians Protect Wall Street Executives

It is a travesty of justice that Wall Street executives can rip-off consumers for billions of dollars each year with no accountability for the damage […]

Financial Planners May Be Scam Artists – Upd Oct’14

There are hundreds of thousands of advisors, sales representatives, and insurance agents who claim to be financial planners. Planning by legitimate planners is one of […]

I Need a Financial Planner Who Puts My Interests First – Updated Oct’14

What does it mean to say “a financial planner who puts my interests first?” What are your interests? What are the financial planner’s interests? How […]

Can Sales Reps Claim to be Financial Advisors? – updated September 2014

You bet they can and they do. I checked the legality of the claim with FINRA, the SEC, and California (my state of residence) to […]